Oppenheimer Acquisition Corp. ("OAC") (through its direct shareholdings in OppenheimerFunds, Inc. (“OFI”) and indirect shareholdings in OFI Global Institutional, Inc. (“OFI Global”)) is deemed to be a substantial shareholder of Genting Berhad ("GENT") by virtue of the following transactions on 9 September 2014 :
(a) the acquisition of 12,100 ordinary shares in GENT by OFI Institutional Emerging Markets Equity Fund, LP, a fund which is managed by OFI Global, the indirect subsidiary of OAC;
(b) the acquisition of 800 ordinary shares in GENT by Stichting Pensioenfonds Hoogovens, a fund which is managed by OFI Global, the indirect subsidiary of OAC;
(c) the acquisition of 15,300 ordinary shares in GENT by TA IDEX Oppenheimer Developing Markets Funds, a fund which is managed by OFI, the direct subsidiary of OAC;
(d) the acquisition of 740,500 ordinary shares in GENT by Oppenheimer Developing Markets Fund, a fund which is managed by OFI, the direct subsidiary of OAC;
(e) the acquisition of 2,700 ordinary shares in GENT by PF Oppenheimer Emerging Markets Fund, a fund which is managed by OFI, the direct subsidiary of OAC;
(f) the acquisition of 29,100 ordinary shares in GENT by Pacific Select Emerging Markets Fund, a fund which is managed by OFI, the direct subsidiary of OAC;
(g) the acquisition of 22,900 ordinary shares in GENT by OFITC Emerging Markets Equity Fund, a fund which is managed by OFI Global, the indirect subsidiary of OAC;
(h) the acquisition of 800 ordinary shares in GENT by MML/Fern Street LLC, a fund which is managed by OFI, the direct subsidiary of OAC;
(i) the acquisition of 1,300 ordinary shares in GENT by Heptagon Oppenheimer Developing Markets SRI Fund, a fund which is managed by OFI Global, the indirect subsidiary of OAC;
(j) the acquisition of 16,200 ordinary shares in GENT by Heptagon OFI Developing Markets, a fund which is managed by OFI Global, the indirect subsidiary of OAC;
(k) the acquisition of 1,200 ordinary shares in GENT by KVW HSBC INKA Emerging Markets Portfolio (aka Oppenheimer Institutional Asset Management), a fund which is managed by OFI Global, the indirect subsidiary of OAC;
(l) the acquisition of 1,400 ordinary shares in GENT by Osool/SIO Bahrain Emerging Markets Equity Portfolio, a fund which is managed by OFI Global, the indirect subsidiary of OAC;
(m) the acquisition of 2,400 ordinary shares in GENT by MassMutual Premier Strategic Emerging Markets Fund, a fund which is managed by OFI Global, the indirect subsidiary of OAC;
(n) the acquisition of 1,000 ordinary shares in GENT by MassMutual Strategic Emerging Markets Fund, a fund which is managed by OFI, the direct subsidiary of OAC;
(collectively, the "Said Transactions");
and by aggregating OAC's indirect/deemed interest of 4.98845% in GENT held through the following entities prior to the Said Transactions :
(1) a total holding of 4.61735% of share capital in GENT (171,617,900) by the funds which are managed by OFI; and
(2) a total holding of 0.37110% of share capital in GENT (13,793,100) by the funds which are managed by OFI Global.
