CIHL is an indirect substantial shareholder through the direct shareholdings of its subsidiaries; namely, First State Investment Management (UK) Limited ("FSIM"), First State Investments International Limited ("FSII"), First State Investments (Singapore) ("FSISG") and RealIndex Investments PTY Limited ("RIIL") (collectively referred to hereafter as "FSI Entities") whose holdings are registered in the names of the custodians ("Custodians") listed below. Pursuant to Section 6A of the Companies Act, 1965, CIHL through its indirect shareholdings in the FSI Entities, is deemed to have the same interest in the shares that are held by the Custodians.
State Street Global Services ("SSGS"), 525 Ferry Road, Edinburgh EH4 2AW - Purchase of 6,259,600 Axiata Shares by SSGS, custodian for CIHL's subsidiary, FSIM, resulting with SSGS directly holding 0.07% of the share capital of Axiata; and
b) CIHL (through its indirect shareholdings in FSII, FSIM, FSISG and RIIL) is deemed to be a substantial shareholder of Axiata by virtue of the above transaction and by aggregating CIHL's indirect/deemed interest of 4.96% of the share capital in Axiata held through the following:-
(1) holding of 3.74% of share capital in Axiata (317,117,800 shares) by SSGS, custodian for CIHL’s subsidiaries, FSIM, FSII and FSISG;
(2) holding of 0.15% of share capital in Axiata (12,376,600 shares) by JPMorgan Chase and Co (1 Chaseside Bournemouth BH7 7DA), custodian for CIHL’s subsidiaries, FSIM, FSII, FSISG and RIIL;
(3) holding of 0.25% of share capital in Axiata (21,142,500 shares) by Citibank (Hong Kong) Limited (10/F Two Harbourfront, 22 Tak Fund Street, Hung Hom, Kowloon, Hong Kong), custodian for CIHL’s subsidiaries, FSIM, FSII and RIIL;
(4) holding of 0.02% of share capital in Axiata (1,441,200 shares) by Hong Kong, BNY Mellon (Level 24, Three Pacific Place, 1 Queens Road East Hong Kong), custodian for CIHL’s subsidiary, FSISG;
(5) holding of 0.02% of share capital in Axiata (1,443,400 shares) by State Street Global Services, State Street Bank & Trust Company (Singapore) (168 Robinson Road,#33-01, Capital Tower, Singapore 068912), custodian for CIHL’s subsidiary, FSISG;
(6) holding of 0.22% of share capital in Axiata (18,726,500 shares) by The Northern Trust Company (50 Bank Street, Canary Wharf, London E14 5NT), custodian for CIHL’s subsidiaries, FSIM, FSII and FSISG;
(7) holding of 0.30% of share capital in Axiata (25,713,700 shares) by HSBC Bank Plc (Level 29, 8 Canada Square, Canary Wharf, London, E14 5HQ UK), custodian for CIHL’s subsidiaries, FSIM and FSISG;
(8) holding of 0.20% of share capital in Axiata (16,896,200 shares) by The Bank of New York Mellon (1 Piccadilly Gardens, Manchester, M1 1RN), custodian for CIHL’s subsidiaries, FSIM and FSISG;
(9) holding of 0.03% of share capital in Axiata (2,781,100 shares) by Danske Bank A/S Depotselskab (Strodamvej 46, 2100 Copenhagen), custodian for CIHL’s subsidiary, FSII;
(10) holding of 0.03% of share capital in Axiata (2,343,500 shares) by RBC Dexia (71 Queen Victoria Street, London, EX4V 4DE), custodian for CIHL’s subsidiary, FSIM and FSII; and
(11) holding of 0.0005% of share capital in Axiata (44,400 shares) by National Bank Nominees Pty Limited (GPO Box 1406M, Melbourne VIC 3001), custodian for CIHL’s subsidiary, RIIL.
